Continuous Market Integrity Monitoring for Public Companies
Protect your company, shareholders, and board through independent, evidence-based monitoring of market activity, trading patterns, and emerging market integrity risks.
Why Continuous Monitoring Matters
Market conditions change every day, often in ways that are subtle but significant. Independent monitoring helps companies better understand impactful market activity and identify emerging trends before they escalate into risks.
This proactive approach supports informed decision-making and provides boards and executives with the objective reporting necessary to maintain corporate integrity and shareholder confidence.
What We Monitor
Trading Pattern Analysis
Detection of algorithmic anomalies, spoofing, layering, and other disruptive trading behaviors that impact price discovery.
Securities Lending Activity
Tracking of utilization rates, rebates, and borrowing costs within the lending market to gauge directional sentiment.
Dark Pool Activity
Observation of institutional block trading within private venues and its subsequent impact on public market liquidity.
Options Activity
Surveillance of unusual call/put ratios, gamma exposure, and delta hedging activity that influences underlying equity volatility.
Corporate Events
Monitoring market reaction to earnings, re-orgs, and strategic announcements to ensure orderly and fair trading environments.
Short Interest Trends
Monitoring of reported short positions and borrowing trends to identify targeted pressure on corporate securities.
Fails-to-Deliver (FTDs)
Analysis of persistent delivery failures and their potential connection to naked short selling or settlement disruptions.
Off-Exchange Trading
Quantifying retail and institutional flow executed away from lit exchanges and the resulting fragmentation risks.
Unusual Trading Volume
Identification of statistically significant volume spikes that may precede material corporate events or reveal insider activity.
Market Structure Risk Indicators
High-level assessment of systemic risks including liquidity drains, high-frequency dominance, and exchange-level outages.
All monitoring is based on publicly available market information and independent analysis. Reports are prepared to assist executive management, Boards of Directors, and legal counsel in understanding observable market activity.
Monthly Executive Deliverables
Each month, clients receive executive-level reporting designed to provide management and Boards of Directors with independent analysis of observable market activity and emerging market trends.
Executive Summary
A concise overview highlighting significant market observations, trends, and key findings for executive leadership.
Board-Level Market Integrity Report
A professionally prepared report summarizing observable market activity, trading trends, and market structure insights for Board review.
Market Integrity Risk Assessment
An independent assessment identifying observable market integrity trends and areas recommended for continued monitoring.
Professional Charts & Data Visualization
Executive-quality charts, graphs, and trend analysis designed to simplify complex market information.
Independent Recommendations
Objective observations and practical recommendations to assist management and Boards in evaluating market activity and supporting informed decision-making.
Confidential Executive Consultation
A confidential strategy session to review findings, answer questions, and discuss the monitoring report with executive leadership.
All reports are prepared using publicly available market information and independent analysis. Each engagement is customized to the client's objectives and reporting requirements.